Financial Exams

RRC conducts Risk-Focused Examinations, Limited Scope Financial Examinations, and Interim Work on behalf of State Insurance Departments. Our exams are performed in strict compliance with NAIC Financial Condition Examiners Handbook requirements and Accreditation Standards as well as any policies or procedures established by the State.

Contact RRC
Financial Team

What We Offer

  • Risk identification and assessment of associated risk mitigation
  • Corporate Governance and Enterprise Risk Management (ERM) assessment
  • Own Risk and Solvency Assessment (ORSA) review and analysis
  • Identification of deviations from statutory accounting principles
  • Tailored examinations based on the size and complexity of the company
  • Strong communication with financial analyst before, during and after each examination to explain the risk profile of the examined company and assist the analysts in updating Risk Assessment Worksheets and the Insurer Profile Summary

For More Information 855-246-0815

Contact RRC


Our team of financial examiners understands the examination process and has experience with varying sizes of Property & Casualty, Life, Health/Health Maintenance Organization, Captive and Risk Retention Group insurance companies. RRC employs former insurance regulators among other professionals and our examiners hold the following designations:


  • CFE – Certified Financial Examiner
  • AFE – Accredited Financial Examiner
  • CPCU – Charter Property and Casualty Underwriter
  • CLU – Chartered Life Underwriter
  • RHU – Registered Health Underwriter
  • FLMI – Fellow, Life Management Institute
  • FSA – Fellow, Society of Actuaries
  • FCAS – Fellow, Casualty Actuarial Society
  • MAAAs – Member, American Academy of Actuaries
  • CISA – Certified Information Systems Auditor
  • CMA – Certified Management Accountant
  • CFE (fraud) – Certified Fraud Examiner
  • ARe – Associate in Reinsurance
  • CIA – Certified Internal Auditor
  • CRMA – Certified in Risk Management Assurance
  • Licensed Claim Adjusters

We are thought leaders in Risk-Focused Surveillance concepts and deliver numerous presentations and client webinars each year on various hot topics related to insurance regulatory matters. Recent topics include assessing and documenting risk, ORSA and ERM, risk-focused financial analysis, interim examination work, critical risk categories, and prospective risks. We take NAIC Accreditation Standards seriously and follow the F Committee’s activities closely to prepare for upcoming changes.